Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frederick? Claim Your ProfileFrederick Morgan Stewart is a financial advisor with over 40 years of experience in the financial services industry. Frederick is currently registered with LPL Financial LLC and has a branch office in Kingston, NY. Frederick's previous experience includes roles with Vanderbilt Securities, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Prudential Securities Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/30/2013 - Present
LPL Financial LLC (KINGSTON NY)
NY
11/04/2010 - 06/10/2013
VANDERBILT SECURITIES, LLC (KINGSTON NY)
NY
05/05/2003 - 09/30/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (KINGSTON NY)
NY
09/18/1985 - 05/07/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
03/05/1979 - 09/27/1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
01/18/1978 - 03/26/1979
LOEB PARTNERS
NA
05/05/1977 - 01/18/1978
HORNBLOWER, WEEKS, NOYES & TRASK INCORPORATED
NA
05/06/1975 - 05/05/1977
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
NA
12/26/1975 - 04/15/1976
GARY GOLDBERG & CO., INC.
IA
Issued 11/16/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/21/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/06/1990
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1981
Series 5 - Interest Rate Options Examination
BC
Issued 03/12/1979
PC - AMEX Put and Call Exam
BC
Issued 12/20/1975
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Frederick Stewart is the right advisor for you? Invested Better is here to help.
