Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frederick? Claim Your ProfileFrederick McKay Smith is a registered representative and investment advisor representative with Fidelity Personal and Workplace Advisors. Frederick is based in Boston, Massachusetts and has been in the industry since April 13, 2009. Frederick has a wide range of experience, having worked previously at E*TRADE SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
07/13/2018 - Present
Fidelity Personal AND Workplace Advisors (BOSTON MA)
UT
10/15/2009 - 12/04/2012
E*TRADE SECURITIES LLC (SANDY UT)
UT
10/13/2008 - 04/24/2009
E*TRADE SECURITIES LLC (SANDY UT)
BOTH
Issued 01/17/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/29/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
Series 4 - Registered Options Principal Examination
BC
Issued 10/17/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/19/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/2011
Series 3 - National Commodity Futures Examination
BC
Issued 10/10/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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