Unclaimed
Frederick Matthew Dolloff is a financial professional with over eight years of experience in the securities industry. Frederick is currently registered with Marex Capital Markets Inc. and is located in Alpharetta, Georgia. He has a broad background in the industry, having previously worked with COWEN AND COMPANY and COWEN PRIME SERVICES LLC. Frederick holds the Securities Industry Essentials Examination (SIE) and the Operations Professional Examination (Series 99) licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
GA
12/06/2023 - Present
Marex Capital Markets Inc. (Alpharetta GA)
GA
08/10/2021 - 12/13/2023
COWEN AND COMPANY (Alpharetta GA)
GA
08/14/2017 - 01/04/2022
COWEN PRIME SERVICES LLC (Alpharetta GA)
GA
02/02/2015 - 12/31/2017
COWEN EXECUTION SERVICES LLC (Alpharetta GA)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2015
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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