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Frederick Matthew Dolloff

Marex Capital Markets Inc.

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About Frederick Matthew Dolloff

Frederick Matthew Dolloff is a financial professional with over eight years of experience in the securities industry. Frederick is currently registered with Marex Capital Markets Inc. and is located in Alpharetta, Georgia. He has a broad background in the industry, having previously worked with COWEN AND COMPANY and COWEN PRIME SERVICES LLC. Frederick holds the Securities Industry Essentials Examination (SIE) and the Operations Professional Examination (Series 99) licenses.

Firm Information

Frederick Dolloff is currently registered with Marex Capital Markets Inc.. Marex Capital Markets Inc. is a Corporation formed in 1952 and approved for operations in all 50 states, the District of Columbia, and Puerto Rico. The firm has an active SEC registration and has reported 42 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

71

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Frederick Dolloff’s Registration & Firm History

GA

12/06/2023 - Present

Marex Capital Markets Inc. (Alpharetta GA)

GA

08/10/2021 - 12/13/2023

COWEN AND COMPANY (Alpharetta GA)

GA

08/14/2017 - 01/04/2022

COWEN PRIME SERVICES LLC (Alpharetta GA)

GA

02/02/2015 - 12/31/2017

COWEN EXECUTION SERVICES LLC (Alpharetta GA)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/02/2015

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Frederick Matthew Dolloff.
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