Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frederick? Claim Your ProfileFrederick Martin Ross is a financial advisor with over 30 years of experience in the industry. Frederick is currently registered with Stifel, Nicolaus & Company, Inc. and previously held positions at Raymond James & Associates, Inc., SunTrust Investment Services, Inc., SunTrust Capital Markets, Inc., Deutsche Bank Securities Inc., DB Alex. Brown LLC, Alex. Brown & Sons Incorporated, D. Blech & Company, Incorporated and Lehman Brothers Inc. Frederick is a Certified Financial Planner and holds a variety of licenses and certifications, including Series 3, 7, 9, 10, 31, 63, and 65. Frederick provides a wide range of financial services, including financial planning, portfolio management, and investment advice. Frederick has a diverse clientele, including high-net-worth individuals, corporations, charitable organizations, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
11/05/2018 - Present
Stifel, Nicolaus & Company, Inc. (ATLANTA GA)
GA
12/20/2005 - 11/05/2018
RAYMOND JAMES & ASSOCIATES, INC. (ATLANTA GA)
GA
06/27/2005 - 12/21/2005
SUNTRUST INVESTMENT SERVICES, INC. (ATLANTA GA)
GA
09/06/2002 - 06/30/2005
SUNTRUST CAPITAL MARKETS, INC. (ATLANTA GA)
NY
01/13/2001 - 09/16/2002
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
09/01/1997 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
NA
08/04/1994 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
NY
01/17/1994 - 08/18/1994
D. BLECH & COMPANY, INCORPORATED (NEW YORK NY)
NY
01/26/1990 - 02/07/1994
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 04/11/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/08/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/12/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/07/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 02/26/1990
Series 3 - National Commodity Futures Examination
BC
Issued 01/20/1990
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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