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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frederick? Claim Your ProfileFrederick Geibel is an active Registered Representative and Investment Advisor Representative. Frederick has been in the securities industry since 1972 and currently works for UBS Financial Services Inc. Frederick also previously worked for MORGAN STANLEY DW INC. and DEAN WITTER & CO. INCORPORATED. Frederick has passed multiple industry exams, including Series 7, Series 63, Series 65, and Series 10, showing his expertise in various financial fields. Frederick is licensed to operate in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
01/12/2007 - Present
UBS Financial Services Inc. (Palo Alto CA)
CA
02/24/1978 - 01/16/2007
MORGAN STANLEY DW INC. (PALO ALTO CA)
NA
05/16/1973 - 02/24/1978
DEAN WITTER & CO. INCORPORATED
NA
09/01/1972 - 05/16/1973
DEAN WITTER & CO. INCORPORATED
IA
Issued 06/20/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/28/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/16/1982
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/1982
Series 5 - Interest Rate Options Examination
BC
Issued 08/17/1972
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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