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Frederick M Daley

Citizens JMP Securities, LLC

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About Frederick M Daley

Frederick Daley is a financial professional with experience in the securities industry. Frederick is currently registered with Citizens JMP Securities, LLC in Georgia and has been with the firm since August 2023. Previously, Frederick was with CITIZENS CAPITAL MARKETS in Atlanta, Georgia, from April 2022 to August 2023. Frederick holds the Series 63, Series 79TO, and SIE licenses. Frederick has been in the industry since April 2022.

Firm Information

Frederick Daley is currently registered with Citizens JMP Securities, LLC. Citizens JMP Securities, LLC, a Limited Liability Company, was formed in 2002 and is approved in all 50 states and the District of Columbia. The firm has received one SEC registration and 51 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

238

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Frederick Daley’s Registration & Firm History

GA

08/01/2023 - Present

Citizens JMP Securities, LLC (Atlanta GA)

GA

04/08/2022 - 08/01/2023

CITIZENS CAPITAL MARKETS (Atlanta GA)

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Licenses & Designations

BC

Issued 07/08/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/08/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 06/15/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Frederick M Daley.
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