Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frederick? Claim Your ProfileFrederick Farrar has been working in the financial industry since May 15, 2007. Frederick currently is a registered representative with Finalis Securities LLC and is licensed in Arizona. Frederick has a strong background in the securities industry and has held positions at several firms, including HADC Equities, Inc., Equico Securities, Inc., and The Equitable Life Assurance Society of the United States. Frederick holds several securities licenses, including Series 7, Series 39, Series 63, Series 82TO, and the SIE. Frederick's experience and expertise allow him to provide a comprehensive range of financial services to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/21/2023 - Present
Finalis Securities LLC (New York NY)
TN
06/04/1992 - 12/03/2002
HADC EQUITIES, INC. (BRENTWOOD TN)
NY
06/04/1985 - 07/27/1990
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
06/04/1985 - 07/27/1990
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NA
09/23/1983 - 06/05/1984
MERCER ALLIED CORPORATION
BC
Issued 08/28/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/01/1994
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 09/20/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 08/21/2023
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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