Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frederick? Claim Your ProfileFrederick Louis Ridgway is a registered representative with Stifel, Nicolaus & Company, Inc. located in FREDERICK, MD. Frederick has been in the industry since 1998. Frederick is also registered in Delaware, District of Columbia, Florida, Iowa, Kentucky, Maine, Maryland, Missouri, New Jersey, Pennsylvania, Rhode Island, South Carolina, Tennessee, Virginia, and West Virginia. Frederick has passed the Uniform Combined State Law Examination (Series 66), General Securities Sales Supervisor - General Module Examination (Series 10), General Securities Sales Supervisor - Options Module Examination (Series 9), Securities Industry Essentials Examination (SIE), and General Securities Representative Examination (Series 7). Frederick's previous experience includes roles with Morgan Stanley Smith Barney, CITIGROUP GLOBAL MARKETS INC. and Legg Mason Wood Walker, Incorporated. Frederick specializes in providing investment advice to individuals, businesses, trusts, estates, pension and profit-sharing plans, insurance companies, charitable organizations, investment clubs, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
06/19/2009 - Present
Stifel, Nicolaus & Company, Inc. (FREDERICK MD)
MD
06/01/2009 - 06/26/2009
MORGAN STANLEY SMITH BARNEY (FREDERICK MD)
MD
02/21/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (FREDERICK MD)
MD
08/20/1998 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BOTH
Issued 03/07/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/19/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/19/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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