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Frederick Loh

Brean Capital, LLC

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About Frederick Loh

Frederick Loh is a financial professional with over 20 years of experience in the industry. Frederick is currently registered with Brean Capital, LLC. Previously, Frederick has held positions with Mesirow Financial, Inc., Odeon Capital Group LLC, KGS-Alpha Capital Markets, L.P., CRT Capital Group LLC, ICAP Corporates LLC, Wynston Hill Capital, LLC, J.P. Morgan Institutional Investments Inc., Bear, Stearns & Co. Inc., J.P. Morgan Securities Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated.

Firm Information

Frederick Loh is currently registered with Brean Capital, LLC. Brean Capital, LLC is a Limited Liability Company formed on February 3, 2000. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Frederick Loh’s Registration & Firm History

NY

05/17/2022 - Present

Brean Capital, LLC (NEW YORK NY)

IL

08/09/2021 - 04/27/2022

MESIROW FINANCIAL, INC. (CHICAGO IL)

NY

02/04/2019 - 03/15/2021

ODEON CAPITAL GROUP LLC (NEW YORK NY)

NY

10/01/2013 - 08/31/2018

KGS-ALPHA CAPITAL MARKETS, L.P. (NEW YORK NY)

NY

02/13/2012 - 08/05/2013

CRT CAPITAL GROUP LLC (NEW YORK NY)

NJ

01/24/2011 - 12/31/2011

ICAP CORPORATES LLC (JERSEY CITY NJ)

SD

05/12/2010 - 01/03/2011

WYNSTON HILL CAPITAL, LLC (BRANDON SD)

NY

02/25/2004 - 10/02/2007

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)

NY

07/11/2001 - 08/07/2002

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

09/18/2000 - 07/06/2001

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

04/10/2001 - 05/01/2001

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

07/29/1997 - 07/12/2000

MERRILL LYNCH GOVERNMENT SECURITIES INC. ("MLGSI") (NEW YORK NY)

NY

05/16/1997 - 07/12/2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/19/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/31/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/17/2004

Series 3 - National Commodity Futures Examination

BC

Issued 05/15/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Frederick Loh.
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