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Frederick Lloyd Baker

Strong Capital Markets, LLC

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About Frederick Lloyd Baker

Frederick Lloyd Baker is a registered investment advisor with Strong Capital Markets, LLC. Frederick has been in the industry since 2002 and has experience in various financial services. Frederick is licensed in several states including Connecticut, Florida, New York, and Colorado.

Firm Information

Frederick Baker is currently registered with Strong Capital Markets, LLC. Strong Capital Markets, LLC is a Limited Liability Company registered in the United States. They are registered in 39 states and are approved for SEC registration. The firm was formed on March 2, 2021.

Not reported

Assets Under Management

Not reported

Total Clients

7

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Frederick Baker’s Registration & Firm History

CT

11/14/2023 - Present

Strong Capital Markets, LLC (Stamford CT)

CT

06/04/2013 - 11/18/2014

SOURCE CAPITAL GROUP, INC. (WESTPORT CT)

NY

06/21/2012 - 01/29/2013

BONDDESK TRADING LLC (NEW YORK NY)

CT

04/11/2012 - 06/06/2012

SOURCE CAPITAL GROUP, INC. (WESTPORT CT)

NY

09/15/2008 - 12/08/2011

BONDS.COM, INC. (NEW YORK NY)

FL

08/18/2006 - 09/15/2008

COMERICA SECURITIES (FT. LAUDERDALE FL)

IL

09/25/2002 - 09/09/2005

ABN AMRO FINANCIAL SERVICES, INC. (CHICAGO IL)

NA

11/07/1997 - 04/02/1998

S.N. PHELPS & CO.

NY

11/26/1996 - 07/18/1997

SECURITY CAPITAL TRADING, INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 09/05/2024

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/22/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/02/2024

Series 57TO - Securities Trader Exam

BC

Issued 11/14/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/24/2023

SIE - Securities Industry Essentials Examination

BC

Issued 05/13/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Frederick Lloyd Baker. Review regulatory record here.
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