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Frederick Lewis Gaskin

Charles Schwab & CO., Inc.

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About Frederick Lewis Gaskin

Frederick Lewis Gaskin is a financial professional with over 10 years of experience in the industry. Frederick has a broad range of experience in the financial services industry, including investment advisory, securities trading, and branch management. Frederick is currently registered with Charles Schwab & CO., Inc. in Colorado and South Carolina. Frederick has a strong track record of success in helping clients achieve their financial goals. Frederick holds the Series 3, 7, 9, 10, 30, 63 and 65 licenses.

Firm Information

Frederick Gaskin is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Frederick Gaskin’s Registration & Firm History

SC

07/09/2019 - Present

Charles Schwab & CO., Inc. (Bluffton SC)

NY

01/23/2012 - 05/03/2018

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 04/17/2019

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/19/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/08/2019

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 08/17/2019

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 05/26/2017

Series 30 - NFA Branch Manager Examination

BC

Issued 05/03/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/15/2016

Series 3 - National Commodity Futures Examination

BC

Issued 01/20/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Frederick Lewis Gaskin.
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