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Frederick Leonard Harre

Northwestern Mutual Investment Services, LLC

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About Frederick Leonard Harre

Frederick Leonard Harre is an investment advisor representative with Northwestern Mutual Investment Services, LLC. Frederick Harre has been in the securities industry since September 22, 1999, and is registered with the state of Missouri as both a broker-dealer and an investment advisor. Frederick Harre has earned several securities licenses, including Series 6, 7, 26, 63 and 66. Frederick Harre is also registered with the state of Missouri, and is licensed in 20 other states. Frederick Harre is an active broker-dealer, investment advisor and advisor representative with over 24 years of experience in the industry. Frederick Harre may earn commissions from insurance companies not affiliated with Northwestern Mutual for sales of non-variable life, health, annuity and/or disability income insurance products.

Firm Information

Frederick Harre is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

622 Emerson Rd Ste 400

SAINT LOUIS, MO 63141

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Frederick Harre’s Registration & Firm History

MO

08/27/2013 - Present

Northwestern Mutual Investment Services, LLC (SAINT LOUIS MO)

WI

09/28/1999 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

BOTH

Issued 8/26/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/8/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 2/3/2010

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 4/9/2013

Series 7 - General Securities Representative Examination

BC

Issued 9/21/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Frederick Leonard Harre.
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