Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frederick? Claim Your ProfileFrederick L. Browne is a registered investment advisor with Starwood Capital, LLC. He has over 20 years of experience in the financial services industry. Browne previously worked at Delaware Distributors, L.P., Lincoln Financial Distributors, Inc., and Planco Financial Services, LLC. Frederick L. Browne holds Series 6, 7, 63 and 65 licenses as well as the SIE exam. He is currently registered in California and Nevada.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
08/09/2022 - Present
Starwood Capital, LLC (GREENWICH CT)
PA
01/05/2010 - 08/31/2022
DELAWARE DISTRIBUTORS, L.P. (PHILADELPHIA PA)
PA
03/23/2006 - 12/31/2009
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
CT
11/24/2003 - 03/20/2006
PLANCO FINANCIAL SERVICES, LLC (HARTFORD CT)
IA
Issued 05/23/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/12/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2011
Series 7 - General Securities Representative Examination
BC
Issued 11/21/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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