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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frederick? Claim Your ProfileFrederick Krokenberger is a financial advisor with over 39 years of experience. Frederick has worked at Morgan Stanley since June 2009 and is currently registered with the firm as a registered representative in Connecticut, Florida, New York, and Texas. Frederick has experience in investment advisory services and portfolio management for businesses, individuals, and investment companies. He is a Series 3, 4, 7, 8, 9, 10, 24, 63, and 65 licensed professional and has a strong track record of success in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
05/05/2020 - Present
Morgan Stanley (Marco Island FL)
NY
08/05/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PITTSFORD NY)
NY
03/20/1989 - 08/09/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
01/09/1989 - 03/28/1989
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
NA
07/21/1983 - 01/17/1989
BLINDER, ROBINSON & CO., INC.
IA
Issued 04/19/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/14/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 12/17/1987
Series 4 - Registered Options Principal Examination
BC
Issued 11/05/1984
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/1989
Series 3 - National Commodity Futures Examination
BC
Issued 07/16/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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