Unclaimed
Frederick Kendall Dutcher is an investment advisor representative with Osaic Wealth, Inc. Frederick has been in the financial services industry since 1996. Frederick is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Frederick holds the Series 6, 63, and 65 licenses. Frederick is also a Registered Investment Advisor with the state of Georgia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
SC
02/07/2022 - Present
Osaic Wealth, Inc. (CHARLESTON SC)
SC
11/25/2009 - 10/08/2012
FIRST SOUTHEAST INVESTOR SERVICES, INC. (CHARLESTON SC)
SC
02/05/2008 - 10/28/2009
FINANCIAL TELESIS INC (MOUNT PLEASANT SC)
NJ
08/23/2006 - 01/16/2008
NYLIFE DISTRIBUTORS LLC (JERSEY CITY NJ)
TX
01/23/2006 - 08/30/2006
HAND SECURITIES, INC (HOUSTON TX)
NC
09/08/1999 - 02/01/2005
EVERGREEN INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NY
04/18/1995 - 07/23/1999
DIVERSIFIED INVESTORS SECURITIES CORP. (HARRISON NY)
BC
Issued 02/04/2022
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/12/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/21/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/13/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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