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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frederick? Claim Your ProfileFrederick Stucker is an active investment advisor representative registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has been in the industry since February 5, 1989. Frederick has experience with a variety of investment strategies and has been registered to provide investment advice in multiple states, including Texas, Maine, and the District of Columbia. Frederick has also worked for a number of other firms, including Josephthal & Co., Inc., Tamaron Investments, Inc., and J.W. Gant & Associates, Inc. Frederick holds a variety of licenses, including Series 63, 65, 7, 8, 9, and 10.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
ME
07/16/2010 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PORTLAND ME)
NY
05/20/1994 - 01/21/1998
JOSEPHTHAL & CO., INC. (NEW YORK NY)
CO
07/02/1992 - 05/18/1994
TAMARON INVESTMENTS, INC. (ENGLEWOOD CO)
NA
01/24/1989 - 07/08/1992
J. W. GANT & ASSOCIATES, INC.
IA
Issued 02/25/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/02/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/08/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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