Unclaimed
Frederick Joseph Schachinger is a financial professional with over 20 years of experience in the industry. He is currently registered with Foreside Fund Services, LLC and has a broad range of experience working with different firms. Frederick has held various positions at firms such as Quasar Distributors, LLC, DWS Investments Distributors, Inc, BlackRock Investments, LLC, BlackRock Fund Distribution Company, Barclays Global Investors Services, Planco Financial Services, LLC, PBHG Fund Distributors, and Lockwood Financial Services, Inc. Frederick is licensed to provide securities-related services in 52 states and is a Series 3, 7, 63, and 66 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
01/02/2015 - Present
Foreside Fund Services, LLC (Los Angeles CA)
ME
11/21/2014 - 12/31/2014
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
NY
04/29/2013 - 07/09/2014
DWS INVESTMENTS DISTRIBUTORS, INC (NEW YORK NY)
NY
01/03/2012 - 03/19/2013
BLACKROCK INVESTMENTS, LLC (NEW YORK NY)
CA
07/28/2008 - 12/31/2011
BLACKROCK FUND DISTRIBUTION COMPANY (SAN FRANCISCO CA)
NY
04/09/2007 - 12/31/2008
BARCLAYS GLOBAL INVESTORS SERVICES (NEW YORK NY)
PA
02/03/2004 - 03/22/2007
PLANCO FINANCIAL SERVICES, LLC (WAYNE PA)
MA
06/10/2003 - 01/27/2004
PBHG FUND DISTRIBUTORS (BOSTON MA)
PA
04/21/1999 - 05/27/2003
LOCKWOOD FINANCIAL SERVICES, INC. (MALVERN PA)
BC
Issued 08/12/2003
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 02/07/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2013
Series 3 - National Commodity Futures Examination
BC
Issued 04/20/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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