Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frederick? Claim Your ProfileFrederick John Weaver is a registered representative with Oppenheimer & Co. Inc. based in NEW YORK, NY. Frederick has been in the securities industry since 1984. Frederick has passed a number of securities exams including the Series 7, Series 10, Series 9, Series 63 and Series 65 exams. Frederick is registered to conduct business in 15 states and the District of Columbia, and is a registered investment advisor in New Jersey and New York. Prior to joining Oppenheimer & Co. Inc., Frederick was employed at Prudential Securities Incorporated. Frederick focuses on providing financial planning and portfolio management services to high-net-worth individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
04/07/2021 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
04/08/1996 - 06/16/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
12/11/1992 - 04/19/1996
T.R. WINSTON & COMPANY, INC. (BEDMINSTER NJ)
NJ
03/02/1988 - 12/04/1992
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
01/28/1986 - 03/14/1988
DREXEL BURNHAM LAMBERT INCORPORATED
NA
11/21/1984 - 02/03/1986
D. H. BLAIR & CO., INC.
IA
Issued 02/23/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/05/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/10/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/17/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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