Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frederick? Claim Your ProfileFrederick John Kufta has been in the financial services industry since 1993. Frederick is currently registered with Kestra Investment Services, LLC in Texas and Pennsylvania. Frederick has also been previously registered with Lincoln Financial Distributors, Inc., Directed Services LLC, ING Funds Distributor, Inc., Northwestern Mutual Investment Services, Inc. and Robert W. Baird & Co. Incorporated. Frederick is a Series 6, Series 26 and Series 63 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
11/17/2021 - Present
Kestra Investment Services, LLC (AUSTIN TX)
PA
03/31/2010 - 10/23/2020
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
PA
02/09/1993 - 05/13/2009
DIRECTED SERVICES LLC (WEST CHESTER PA)
DE
06/30/2000 - 09/07/2000
ING FUNDS DISTRIBUTOR, INC. (WILMINGTON DE)
WI
01/23/1991 - 10/15/1992
NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC. (MILWAUKEE WI)
WI
01/23/1991 - 10/15/1992
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 01/29/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/17/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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