Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frederick? Claim Your ProfileFrederick John Balzarini is a registered investment advisor representative with Wells Fargo Clearing Services, LLC. Frederick has been in the securities industry since 1978 and is registered in both Arizona and Ohio. Frederick has held previous positions at First Union Capital Markets Corp., Butcher & Singer Inc. and Financial America Securities, Inc. Frederick has a wide range of experience in the financial services industry, including portfolio management, investment consulting and financial planning. Frederick has passed several industry exams, including Series 7, Series 9, Series 10, Series 31 and Series 65. Frederick is a highly experienced and qualified financial advisor who is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
01/20/2000 - Present
Wells Fargo Clearing Services, LLC (PEPPER PIKE OH)
NC
01/01/1991 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NA
03/12/1981 - 01/01/1991
BUTCHER & SINGER INC.
NA
05/01/1978 - 04/11/1981
FINANCIAL AMERICA SECURITIES, INC.
IA
Issued 10/18/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/22/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/18/1986
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 10/05/1982
Series 5 - Interest Rate Options Examination
BC
Issued 04/15/1978
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Frederick Balzarini is the right advisor for you? Invested Better is here to help.
