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Frederick Jennings Kramer

First Kentucky Securities Corp.

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About Frederick Jennings Kramer

Frederick Jennings Kramer is an investment advisor representative who has been in the industry since 1994. Frederick is currently registered with First Kentucky Securities Corp. in Lexington, Kentucky and has been registered with them since September 1995. Frederick has held previous registration with BANCA IMI SECURITIES CORP. in New York. Frederick has several licenses, including Series 7, Series 24, Series 27, Series 63 and Series 99TO. Frederick is registered in five states: California, Florida, Kentucky, North Carolina and Texas.

Firm Information

Frederick Kramer is currently registered with First Kentucky Securities Corp.. First Kentucky Securities Corp. is a corporation founded in 1977, headquartered in Louisville, KY. They are a registered investment adviser with the SEC and are licensed in 47 states. They offer financial planning, portfolio management for individuals and businesses, security ratings, and selection of other advisers. The firm manages over $678 million in assets for a diverse client base, including individuals, corporations, charitable organizations, and pension plans.
First Kentucky Securities Corp.

4360 BROWNSBORO ROAD

LOUISVILLE, KY 40207

$678.56M

Assets Under Management

Not reported

Total Clients

23

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Commissions for fixed income principal transactions

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Frederick Kramer’s Registration & Firm History

KY

09/13/1995 - Present

First Kentucky Securities Corp. (LEXINGTON KY)

NY

12/07/1992 - 01/10/1994

BANCA IMI SECURITIES CORP. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/14/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/29/2014

Series 24 - General Securities Principal Examination

BC

Issued 09/08/1995

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/03/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Frederick Jennings Kramer. Review regulatory record here.
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