Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frederick? Claim Your ProfileFrederick James Keator is a financial advisor with over 28 years of experience in the industry. Frederick is registered with Raymond James Financial Services Advisors, Inc. in multiple states, including Florida, Massachusetts, New Jersey, and Texas. Frederick has a broad range of experience in providing financial services to individuals, businesses, and institutions. Frederick's previous experience includes working with Wells Fargo Advisors Financial Network, LLC, Wachovia Securities, LLC, and First Albany Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
MA
10/16/2019 - Present
Raymond James Financial Services Advisors, Inc. (LENOX MA)
MA
09/09/2005 - 10/21/2019
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (LENOX MA)
MO
08/05/2000 - 09/12/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
01/25/1994 - 08/05/2000
FIRST ALBANY CORPORATION (NEW YORK NY)
BOTH
Issued 11/05/2005
Series 66 - Uniform Combined State Law Examination
IA
Issued 05/19/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/04/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/29/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/15/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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