Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frederick? Claim Your ProfileFrederick Gillis is a registered investment advisor representative for MML Investors Services, LLC. He has been in the financial services industry since 1994. Frederick holds the Series 6, 7 and 66 securities licenses and is also registered to conduct business in Connecticut, District of Columbia, Florida, Massachusetts, Nebraska, Rhode Island and Tennessee. Prior to joining MML Investors Services, LLC, Frederick Gillis was affiliated with Ameriprise Financial Services, LLC, Investment Professionals, Inc, Wells Fargo Clearing Services, LLC and A.G. Edwards & Sons, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
MA
09/01/2023 - Present
MML Investors Services, LLC (BOSTON MA)
MA
06/22/2018 - 08/31/2023
AMERIPRISE FINANCIAL SERVICES, LLC (Roslindale MA)
MA
03/03/2017 - 09/24/2018
INVESTMENT PROFESSIONALS, INC. (ROSLINDALE MA)
MA
01/01/2008 - 03/06/2017
WELLS FARGO CLEARING SERVICES, LLC (BOSTON MA)
MA
04/12/2001 - 01/03/2008
A. G. EDWARDS & SONS, INC. (BOSTON MA)
NY
04/04/1997 - 04/25/2001
GRUNTAL & CO., L.L.C. (NEW YORK NY)
NY
01/22/1996 - 04/10/1997
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
10/05/1993 - 01/24/1994
GOLDMAN, SACHS & CO. (NEW YORK NY)
NJ
05/23/1991 - 03/10/1992
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
05/23/1991 - 03/10/1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BOTH
Issued 03/08/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/09/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/1996
Series 7 - General Securities Representative Examination
BC
Issued 05/21/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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