Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frederick? Claim Your ProfileFrederick James Ferraro is a financial advisor with over 30 years of experience in the industry. Frederick began his career at Princor Financial Services Corporation in 1997 and has held various positions at other firms including Prudential Securities Corporation and Centennial Capital Management, Inc. Frederick is currently registered with The Leaders Group, Inc. and is licensed to sell securities in Connecticut, Florida and Rhode Island. Frederick holds a Series 6, Series 63 and SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
01/02/2014 - Present
THE Leaders Group, Inc. (LITTLETON CO)
RI
12/22/2000 - 12/31/2013
PRINCOR FINANCIAL SERVICES CORPORATION (WESTERLY RI)
GA
01/11/2000 - 12/13/2000
CENTENNIAL CAPITAL MANAGEMENT, INC. (ATLANTA GA)
IA
01/04/1997 - 02/09/2000
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
NJ
03/27/1985 - 09/19/1996
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 08/27/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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