Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frederick? Claim Your ProfileFrederick Tan is a financial advisor with Cerity Partners LLC. Frederick has been in the financial services industry since 1989 and is registered with the state of Florida. Frederick has a Series 63, 66, 7 and 24 licenses, as well as the SIE. Frederick holds the Certified Financial Planner designation and is a Managing Member of Heart Themes, LLC and Owner of Meditations and Mindfulness. Frederick provides financial planning, portfolio management, and other advisory services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Tax services; bill pay
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
FL
08/02/2024 - Present
Cerity Partners LLC (Boca Raton FL)
FL
03/02/2022 - 07/25/2024
GOLDMAN SACHS & CO. LLC (MIAMI FL)
FL
10/09/2019 - 02/23/2022
RBC CAPITAL MARKETS, LLC (FORT LAUDERDALE FL)
TX
12/04/2001 - 02/24/2006
BANORTE SECURITIES INTERNATIONAL, LTD. (HOUSTON TX)
RI
07/20/1995 - 05/27/1998
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
NY
05/20/1991 - 07/10/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 11/06/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/18/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/24/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/09/2019
Series 7TO - General Securities Representative Examination
BC
Issued 09/04/2019
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/2001
Series 7 - General Securities Representative Examination
BC
Issued 12/22/1989
Series 3 - National Commodity Futures Examination
Active
Inactive
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