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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frederick? Claim Your ProfileFrederick Hulver Morgan has been in the financial industry since June 16, 1969. Frederick Morgan is currently registered with Morgan Stanley as an investment advisor representative and is licensed in Florida, Maryland, Texas and West Virginia. Frederick Morgan is also registered as an investment advisor representative in several other states. Frederick Morgan previously worked at CITIGROUP GLOBAL MARKETS INC.. Frederick Morgan has passed the Uniform Securities Agent State Law Examination, the Uniform Investment Adviser Law Examination, the Registered Principal Examination, the General Securities Representative Examination, the Securities Industry Essentials Examination, the Interest Rate Options Examination, the AMEX Put and Call Exam and the Registered Representative Examination. Frederick Morgan specializes in providing advice to individuals, high-net-worth individuals, trusts, estates, corporations, partnerships, charitable organizations, pension and profit-sharing plans, insurance companies, investment companies, state and municipal government entities and investment clubs. Frederick Morgan has experience in providing asset allocation advice, financial planning, pension consulting, educational seminars, selection of other advisors and portfolio management. Frederick Morgan is located at 28601 Marlboro Avenue, Suite 201, Easton, MD 21601.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
MD
06/01/2009 - Present
Morgan Stanley (Easton MD)
MD
06/17/1969 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (EASTON MD)
IA
Issued 02/12/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/08/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/10/1976
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/1981
Series 5 - Interest Rate Options Examination
BC
Issued 09/07/1977
PC - AMEX Put and Call Exam
BC
Issued 06/13/1969
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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