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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frederick? Claim Your ProfileFrederick Hess is a registered investment advisor representative with Citigroup Global Markets Inc. Frederick has been in the industry since April 19, 2000 and has been registered with Citigroup Global Markets Inc. since May 2, 2022. Frederick has passed the Series 63, Series 65, Series 7, and SIE exams. Frederick has been registered in 13 states, including California, Colorado, Delaware, District of Columbia, Florida, Maine, Massachusetts, New Hampshire, New Jersey, New York, South Dakota, and Texas. Frederick previously worked at CITICORP INVESTMENT SERVICES and J.P. MORGAN SECURITIES INC.. Frederick's specialization includes portfolio management for businesses, individuals, and investment companies; asset allocation advice; financial planning; publication of periodicals; and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
05/02/2022 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
NY
04/01/2002 - 05/29/2007
CITICORP INVESTMENT SERVICES (NEW YORK NY)
NY
01/02/2000 - 12/12/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
IA
Issued 05/02/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/17/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
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NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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New York Stock Exchange
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