Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frederick? Claim Your ProfileFrederick Harris is an experienced financial professional with a diverse background in the industry. Frederick has held positions with a number of firms including Allegis Investment Services, DFPG Investments, and Portside Wealth Group, Llc. Frederick is a Registered Representative with Series 6, 7, and 63 licenses, as well as the SIE designation. Frederick holds the Chartered Financial Consultant designation. Frederick is also an insurance agent and has experience with fixed insurance products including life insurance, annuities, disability, and long-term care. Frederick is passionate about helping individuals, families, and businesses achieve their financial goals. Frederick’s work includes financial planning, investment management, and insurance services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
UT
05/22/2023 - Present
Portside Wealth Group, LLC (PROVO UT)
UT
02/11/2020 - 05/17/2023
DFPG INVESTMENTS, LLC (Salt Lake City UT)
UT
01/09/2015 - 03/28/2019
ALLEGIS INVESTMENT SERVICES, LLC (SOUTH JORDAN UT)
CT
04/03/2006 - 01/09/2014
FORETHOUGHT DISTRIBUTORS, LLC (HARTFORD CT)
CT
03/11/2002 - 04/07/2006
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
RI
07/29/1996 - 06/07/2000
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BC
Issued 07/30/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/1996
Series 7 - General Securities Representative Examination
BC
Issued 07/23/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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