Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frederick? Claim Your ProfileFrederick Hargnett Thomas III is a financial advisor with over 40 years of experience in the industry. Frederick is registered with Raymond James Financial Services Advisors, Inc. and has been with the firm since 2010. Prior to joining Raymond James, Frederick worked at MORGAN STANLEY SMITH BARNEY, CITIGROUP GLOBAL MARKETS INC., LEGG MASON WOOD WALKER, INCORPORATED, and LEGG MASON MASTEN INC. Frederick holds licenses for Series 63, 66, 7, 9, 10, 31, and the SIE exam. Frederick is also registered in several states including Pennsylvania, Georgia, Texas, Michigan and others.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
PA
08/12/2011 - Present
Raymond James Financial Services Advisors, Inc. (JOHNSTOWN PA)
PA
06/01/2009 - 03/15/2010
MORGAN STANLEY SMITH BARNEY (JOHNSTOWN PA)
PA
02/21/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (JOHNSTOWN PA)
MD
11/03/1987 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NA
08/22/1980 - 11/04/1987
LEGG MASON MASTEN INC.
BOTH
Issued 06/01/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/27/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/25/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/26/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/07/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 08/16/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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