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Frederick Harding Volp

Needham & Company, LLC

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About Frederick Harding Volp

Frederick Harding Volp is a registered representative with Needham & Company, LLC. Frederick has been in the securities industry since 2006 and is registered in California, Illinois, Massachusetts, Minnesota, and New York. Frederick previously worked at CRITO CAPITAL LLC, GRV SECURITIES LLC, CREDIT SUISSE SECURITIES (USA) LLC, and SANFORD C. BERNSTEIN & CO., LLC.

Firm Information

Frederick Volp is currently registered with Needham & Company, LLC. Needham & Company, LLC is a Limited Liability Company formed in 2005 and headquartered in New York, NY. The firm provides securities research and is registered with the SEC and in all 50 states and the District of Columbia.
Needham & Company, LLC

250 PARK AVENUE

NEW YORK, NY 10177

Not reported

Assets Under Management

Not reported

Total Clients

121

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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securities research

Securities research

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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other

Pursuant to csa agreements

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Frederick Volp’s Registration & Firm History

NY

07/19/2018 - Present

Needham & Company, LLC (NEW YORK NY)

CT

09/19/2016 - 07/02/2018

CRITO CAPITAL LLC (WESTPORT CT)

NY

01/03/2014 - 04/12/2016

GRV SECURITIES LLC (NEW YORK NY)

NY

11/01/2010 - 01/15/2014

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

02/22/2006 - 11/16/2010

SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/23/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/27/2018

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 03/29/2006

Series 31 - Futures Managed Funds Examination

BC

Issued 02/21/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Frederick Harding Volp.
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