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Frederick Handrich

Bluerock Capital Markets LLC

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About Frederick Handrich

Frederick Handrich is a financial professional with over 30 years of experience in the industry. Frederick is currently registered with Bluerock Capital Markets LLC and has held previous registrations with firms such as Northstar Securities, LLC, Behringer Securities LP, Wells Investment Securities, Inc., and American Century Investment Services Inc., among others. Frederick has a Series 7 and Series 63 license. Frederick is registered in New Jersey and New York.

Firm Information

Frederick Handrich is currently registered with Bluerock Capital Markets LLC. Bluerock Capital Markets LLC is a Limited Liability Company formed in August 2005. The firm is registered with the Securities and Exchange Commission and in all 50 states, as well as in Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

30

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Frederick Handrich’s Registration & Firm History

CA

03/01/2018 - Present

Bluerock Capital Markets LLC (Newport Beach CA)

CO

12/07/2011 - 03/02/2018

NORTHSTAR SECURITIES, LLC (GREENWOOD VILLAGE CO)

TX

05/05/2004 - 12/13/2011

BEHRINGER SECURITIES LP (DALLAS TX)

GA

04/19/2002 - 05/11/2004

WELLS INVESTMENT SECURITIES,INC. (NORCROSS GA)

MO

11/20/2000 - 01/30/2002

AMERICAN CENTURY INVESTMENT SERVICES INC. (KANSAS CITY MO)

MA

05/04/1999 - 09/19/2000

STATE STREET RESEARCH INVESTMENT SERVICES, INC. (BOSTON MA)

CA

06/01/1993 - 03/15/1999

FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)

FL

02/09/1990 - 06/01/1993

TEMPLETON FUNDS DISTRIBUTOR, INC. (ST. PETERSBURG FL)

NC

02/02/1989 - 01/30/1990

KEYSTONE DISTRIBUTORS, INC. (CHARLOTTE NC)

NA

06/10/1988 - 01/09/1989

NSR DISTRIBUTORS, INC.

NA

08/12/1985 - 06/10/1988

NATIONAL SECURITIES & RESEARCH CORPORATION

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Licenses & Designations

BC

Issued 05/11/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/20/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Frederick Handrich.
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