Unclaimed
Frederick Harbin is a registered investment advisor representative with Northwestern Mutual Investment Services, LLC. Frederick is based in Atlanta, GA and has been in the industry since August 6, 2014. Frederick holds Series 66, Series 7 and SIE licenses. Frederick is also registered with the states of Florida, Georgia and North Carolina. Northwestern Mutual Investment Services, LLC provides investment research, referrals to other advisors and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
GA
10/20/2014 - Present
Northwestern Mutual Investment Services, LLC (ATLANTA GA)
BOTH
Issued 10/16/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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