Unclaimed
Frederick Hamilton Fischer has been a financial advisor for over 30 years. Frederick is currently registered with LPL Financial LLC and is a Registered Representative and Investment Advisor Representative. Previously, Frederick has held licenses with LINSCO/PRIVATE LEDGER CORP., FORTIS INVESTORS, INC., and G. R. PHELPS & CO., INC. Frederick has experience in various areas including financial planning, pension consulting, and educational seminars. Frederick is dedicated to providing clients with the best possible advice and service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
ME
06/26/2002 - Present
LPL Financial LLC (WATERVILLE ME)
NA
07/15/1996 - 08/06/1996
LINSCO/PRIVATE LEDGER CORP.
MN
03/11/1994 - 07/25/1996
FORTIS INVESTORS, INC. (OAKDALE MN)
NA
12/11/1992 - 12/31/1993
G. R. PHELPS & CO., INC.
NA
11/12/1985 - 12/31/1990
G. R. PHELPS & CO., INC.
BC
Issued 09/09/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/14/1997
Series 24 - General Securities Principal Examination
BC
Issued 07/28/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1997
Series 7 - General Securities Representative Examination
BC
Issued 02/28/1986
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 10/30/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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