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Frederick H Lanier

J.p. Morgan Institutional Investments Inc.

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About Frederick H Lanier

Frederick Lanier is a securities professional with over 40 years of experience in the financial services industry. Frederick is currently registered with J.p. Morgan Institutional Investments Inc. in New York, NY. Frederick has held previous positions at firms such as JPMorgan Distribution Services, Inc., Fidelity Investments Institutional Services Company, Inc. and The Dreyfus Service Corporation. Frederick is licensed to sell securities in Alabama and Georgia.

Firm Information

Frederick Lanier is currently registered with J.p. Morgan Institutional Investments Inc.. J.P. Morgan Institutional Investments Inc. is a corporation formed on May 26, 1999. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

526

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Frederick Lanier’s Registration & Firm History

NY

01/03/2011 - Present

J.p. Morgan Institutional Investments Inc. (New York NY)

OH

09/13/2002 - 01/03/2011

JPMORGAN DISTRIBUTION SERVICES, INC. (COLUMBUS OH)

RI

03/14/1997 - 08/28/2002

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

NY

04/10/1990 - 03/05/1997

THE DREYFUS SERVICE CORPORATION (NEW YORK NY)

TN

04/24/1987 - 10/10/1989

ALLIANCE FUND DISTRIBUTORS, INC. (NASHVILLE TN)

NA

01/28/1985 - 09/03/1986

THOMSON MCKINNON SECURITIES INC.

NA

07/24/1984 - 01/31/1985

ROBINSON-HUMPHREY/AMERICAN EXPRESS INC.

NA

09/01/1983 - 07/19/1984

DREXEL BURNHAM LAMBERT INCORPORATED

NA

06/02/1981 - 09/16/1983

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Licenses & Designations

BOTH

Issued 06/23/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/14/1980

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/20/1980

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Frederick H Lanier.
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