Unclaimed
Frederick Lanier is a securities professional with over 40 years of experience in the financial services industry. Frederick is currently registered with J.p. Morgan Institutional Investments Inc. in New York, NY. Frederick has held previous positions at firms such as JPMorgan Distribution Services, Inc., Fidelity Investments Institutional Services Company, Inc. and The Dreyfus Service Corporation. Frederick is licensed to sell securities in Alabama and Georgia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/03/2011 - Present
J.p. Morgan Institutional Investments Inc. (New York NY)
OH
09/13/2002 - 01/03/2011
JPMORGAN DISTRIBUTION SERVICES, INC. (COLUMBUS OH)
RI
03/14/1997 - 08/28/2002
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
NY
04/10/1990 - 03/05/1997
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
TN
04/24/1987 - 10/10/1989
ALLIANCE FUND DISTRIBUTORS, INC. (NASHVILLE TN)
NA
01/28/1985 - 09/03/1986
THOMSON MCKINNON SECURITIES INC.
NA
07/24/1984 - 01/31/1985
ROBINSON-HUMPHREY/AMERICAN EXPRESS INC.
NA
09/01/1983 - 07/19/1984
DREXEL BURNHAM LAMBERT INCORPORATED
NA
06/02/1981 - 09/16/1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BOTH
Issued 06/23/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/14/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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