Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frederick? Claim Your ProfileFrederick Deats is a financial advisor at Cadaret, Grant & CO., Inc., Cuso Financial Services, LP, Next Financial Group, Inc. and Sorrento Pacific Financial, LLC. Frederick has been in the industry since January 1990. Frederick works in the financial industry, primarily in the areas of financial planning, pension consulting, educational seminars, and portfolio management. Frederick's professional qualifications include the Series 4, Series 7, Series 24, Series 52TO, Series 53, Series 55, Series 57TO, and Series 72 exams. Frederick has also passed the Series 63 exam and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
04/24/2024 - Present
Cadaret, Grant & CO., Inc. (SYRACUSE NY)
SC
12/07/2021 - 12/21/2021
LPL FINANCIAL LLC (FORT MILL SC)
SC
02/25/2021 - 10/21/2021
LPL FINANCIAL LLC (FORT MILL SC)
NC
08/30/2019 - 08/25/2020
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
NC
03/25/2017 - 06/04/2019
MML INVESTORS SERVICES, LLC (CHARLOTTE NC)
NC
11/13/2007 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (CHARLOTTE NC)
NC
11/13/2007 - 01/02/2015
NEW ENGLAND SECURITIES (CHARLOTTE NC)
NJ
11/13/2007 - 09/05/2013
TOWER SQUARE SECURITIES, INC. (SOMERSET NJ)
NJ
11/13/2007 - 09/05/2013
WALNUT STREET SECURITIES, INC. (SOMERSET NJ)
NY
01/03/1994 - 04/02/2007
JEFFERIES & COMPANY, INC. (NEW YORK NY)
NY
09/14/1992 - 01/10/1994
BANCA IMI SECURITIES CORP. (NEW YORK NY)
NY
11/26/1990 - 09/23/1992
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NA
10/16/1986 - 01/16/1987
FIRST OPTIONS OF CHICAGO, INCORPORATED
NA
09/20/1984 - 10/15/1986
H. A. BRANDT & ASSOCIATES, INC
BC
Issued 12/30/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/28/2019
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/15/2008
Series 4 - Registered Options Principal Examination
BC
Issued 06/29/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/15/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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