Unclaimed
Frederick Gordon Fram is a financial professional with over 30 years of experience in the industry. Currently, Frederick is an Investment Advisor Representative at Davenport & Co. LLC, based in Richmond, Virginia. Prior to joining Davenport & Co. LLC, Frederick was affiliated with several firms, including Cetera Advisor Networks LLC, Summit Brokerage Services, Inc., VSR Financial Services, Inc., Stanford Group Company, National Planning Corporation, and American General Securities Incorporated. Frederick is a Certified Financial Planner and a Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
12b-1 fees and/or shareholder servicing fees
1
2
VA
03/15/2021 - Present
Davenport & Co. LLC (RICHMOND VA)
FL
04/22/2019 - 03/19/2021
CETERA ADVISOR NETWORKS LLC (BOCA RATON FL)
FL
02/04/2010 - 12/03/2019
SUMMIT BROKERAGE SERVICES, INC. (BOCA RATON FL)
KS
12/22/2015 - 11/09/2016
VSR FINANCIAL SERVICES, INC. (OVERLAND PARK KS)
TX
06/07/2006 - 02/04/2010
STANFORD GROUP COMPANY (HOUSTON TX)
CA
05/28/1998 - 06/06/2006
NATIONAL PLANNING CORPORATION (SANTA MONICA CA)
AZ
08/28/1990 - 05/20/1998
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
TX
07/21/1987 - 01/01/1990
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
IA
Issued 04/13/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/01/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 11/24/1987
Series 27 - Financial and Operations Principal Examination
BC
Issued 08/26/1987
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/07/1987
Series 4 - Registered Options Principal Examination
BC
Issued 07/29/1987
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/2010
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/07/2002
Series 3 - National Commodity Futures Examination
BC
Issued 07/18/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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