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Frederick Gordon Fram

Davenport & Co. LLC

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About Frederick Gordon Fram

Frederick Gordon Fram is a financial professional with over 30 years of experience in the industry. Currently, Frederick is an Investment Advisor Representative at Davenport & Co. LLC, based in Richmond, Virginia. Prior to joining Davenport & Co. LLC, Frederick was affiliated with several firms, including Cetera Advisor Networks LLC, Summit Brokerage Services, Inc., VSR Financial Services, Inc., Stanford Group Company, National Planning Corporation, and American General Securities Incorporated. Frederick is a Certified Financial Planner and a Chartered Financial Consultant.

Firm Information

Frederick Fram is currently registered with Davenport & Co. LLC. Davenport & Co. LLC is a Limited Liability Company formed in 1997 and headquartered in Richmond, Virginia. The firm provides investment advisory services to individuals, high-net-worth individuals, corporations, charitable organizations, investment companies, pension and profit-sharing plans, and pooled investment vehicles. The firm has over 300 investment adviser representatives and manages approximately $19.3 billion in regulatory assets under management.
Davenport & Co. LLC

ONE JAMES CENTER

RICHMOND, VA 23219

$19.33B

Assets Under Management

73

Total Clients

346

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

12b-1 fees and/or shareholder servicing fees

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Frederick Fram’s Registration & Firm History

VA

03/15/2021 - Present

Davenport & Co. LLC (RICHMOND VA)

FL

04/22/2019 - 03/19/2021

CETERA ADVISOR NETWORKS LLC (BOCA RATON FL)

FL

02/04/2010 - 12/03/2019

SUMMIT BROKERAGE SERVICES, INC. (BOCA RATON FL)

KS

12/22/2015 - 11/09/2016

VSR FINANCIAL SERVICES, INC. (OVERLAND PARK KS)

TX

06/07/2006 - 02/04/2010

STANFORD GROUP COMPANY (HOUSTON TX)

CA

05/28/1998 - 06/06/2006

NATIONAL PLANNING CORPORATION (SANTA MONICA CA)

AZ

08/28/1990 - 05/20/1998

AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)

TX

07/21/1987 - 01/01/1990

H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)

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Licenses & Designations

IA

Issued 04/13/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/01/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 11/24/1987

Series 27 - Financial and Operations Principal Examination

BC

Issued 08/26/1987

Series 53 - Municipal Securities Principal Examination

BC

Issued 08/07/1987

Series 4 - Registered Options Principal Examination

BC

Issued 07/29/1987

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/31/2010

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 06/07/2002

Series 3 - National Commodity Futures Examination

BC

Issued 07/18/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Frederick Gordon Fram.
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