Unclaimed
Frederick Gerard Ott is a financial professional with over 20 years of experience in the financial services industry. Currently, Frederick is a registered representative with Global Atlantic Distributors, LLC. Frederick has previously held positions at Lincoln Financial Distributors, Inc., Directed Services LLC, and Dean Witter Reynolds Inc. Frederick holds the Series 7, Series 24, Series 31, and Series 66 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
06/14/2022 - Present
Global Atlantic Distributors, LLC (WAYNE PA)
PA
11/24/2010 - 04/30/2021
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
PA
03/22/2001 - 01/30/2009
DIRECTED SERVICES LLC (WEST CHESTER PA)
NY
01/02/2000 - 03/05/2001
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 01/14/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/30/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 12/30/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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