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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frederick? Claim Your ProfileFrederick Gerard Ferrara is a financial advisor with Edelman Financial Engines. Frederick has been a financial advisor for over 20 years, and has experience working at several firms including THRIVENT INVESTMENT MANAGEMENT INC., EDWARD JONES, PANATTONI SECURITIES, INC., A I M DISTRIBUTORS, INC., ANDERSEN CORPORATE FINANCE LLC, STANFORD GROUP COMPANY, SMITH BARNEY INC., and BANCA IMI SECURITIES CORP. Frederick is registered with the state of California and Texas, and holds several industry certifications including Chartered Financial Analyst. Frederick offers a variety of financial planning and investment services to individuals, businesses, and institutions. Frederick is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Set-up fees & related svcs; reimbursements for printed materials
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2
CA
11/30/2016 - Present
Edelman Financial Engines (ROSEVILLE CA)
CA
05/05/2009 - 04/01/2010
THRIVENT INVESTMENT MANAGEMENT INC. (SACRAMENTO CA)
MO
01/05/2009 - 02/09/2009
EDWARD JONES (ST. LOUIS MO)
CA
06/07/2006 - 05/30/2008
PANATTONI SECURITIES, INC. (SACRAMENTO CA)
TX
03/10/2004 - 04/07/2006
A I M DISTRIBUTORS, INC. (HOUSTON TX)
TX
05/24/2001 - 08/12/2002
ANDERSEN CORPORATE FINANCE LLC (HOUSTON TX)
TX
08/19/1997 - 04/17/2001
STANFORD GROUP COMPANY (HOUSTON TX)
NY
09/12/1995 - 08/25/1997
SMITH BARNEY INC. (NEW YORK NY)
NY
10/14/1994 - 08/18/1995
BANCA IMI SECURITIES CORP. (NEW YORK NY)
IA
Issued 03/24/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/28/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/07/2002
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/25/1999
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/20/1997
Series 4 - Registered Options Principal Examination
BC
Issued 02/10/1997
Series 24 - General Securities Principal Examination
BC
Issued 11/27/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 06/08/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/13/1994
Series 7 - General Securities Representative Examination
BC
Issued 01/22/1991
Series 3 - National Commodity Futures Examination
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