Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frederick? Claim Your ProfileFrederick Duffy Johnson is a financial advisor with over 24 years of experience in the industry. Frederick is currently registered with Northland Securities, Inc., and has previously held positions at D.A. Davidson & Co., Barrington Research Associates, Inc., William Blair & Company L.L.C., Wachovia Capital Markets, LLC, and A. G. Edwards & Sons, Inc. Frederick holds Series 7, 24, 63, 79TO, and SIE licenses. Frederick has a demonstrated history of success in providing financial planning, portfolio management and research services to a variety of clients, including individuals, high-net-worth individuals, charitable organizations, and pension and profit sharing plans. Frederick is committed to helping clients achieve their financial goals through personalized financial planning and investment management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Research services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Negotiated
1
2
MN
04/02/2024 - Present
Northland Securities, Inc. (MINNEAPOLIS MN)
MO
02/22/2021 - 02/13/2024
D.A. DAVIDSON & CO. (St Louis MO)
IL
03/08/2012 - 02/19/2021
BARRINGTON RESEARCH ASSOCIATES, INC. (CHICAGO IL)
IL
01/13/2009 - 03/15/2012
WILLIAM BLAIR & COMPANY L.L.C. (CHICAGO IL)
MO
10/01/2007 - 07/28/2008
WACHOVIA CAPITAL MARKETS, LLC (ST LOUIS MO)
MO
10/14/1998 - 10/01/2007
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BC
Issued 01/13/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/05/2021
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
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