Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frederick? Claim Your ProfileFrederick Dowell Kienel is a financial advisor with Truist Advisory Services, Inc. based in Wilmington, NC. Frederick has been in the financial services industry since 1996. Frederick is registered as a Registered Investment Advisor (IA) in North Carolina and Arkansas. Frederick has a broad range of experience in financial planning, portfolio management for businesses and individuals, and publication of periodicals. Frederick is a Series 63, 65, and 66 licensed professional, and has passed a total of 9 industry exams. Frederick was previously employed by Financial West Group in Reno, NV and Purchase, NY, and Wachovia Securities, LLC in St. Louis, MO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
08/09/2017 - Present
Truist Advisory Services, Inc. (WILMINGTON NC)
NC
02/18/2004 - 07/01/2013
FINANCIAL WEST GROUP (WRIGHTSVILLE BEACH NC)
MO
12/20/2002 - 02/17/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NV
12/19/2001 - 12/16/2002
FINANCIAL WEST GROUP (RENO NV)
NY
02/21/1996 - 12/20/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 09/20/2007
Series 66 - Uniform Combined State Law Examination
IA
Issued 03/08/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/08/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 04/17/2004
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 07/17/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/17/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 02/20/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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