Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frederick? Claim Your ProfileFrederick Allen is a financial professional with over 25 years of experience in the industry. Frederick is currently registered with FHN Financial Securities Corp. Frederick has previously held positions at KeyBanc Capital Markets Inc., MF Global Inc., Jefferies & Company, Inc., Cohen & Company Securities, LLC, ABN AMRO Incorporated, LaSalle Financial Services, Inc., J.P. Morgan Securities Inc., Banc One Capital Markets, Inc., Deerfield Securities, Inc., Web Street Securities, Inc., Griffin, Kubik, Stephens & Thompson, Inc., and Olde Discount Corporation. Frederick is a licensed Series 4, 7, 24, 52, 53, and 63 registered representative. Frederick's expertise in the financial services industry is an asset to FHN Financial Securities Corp. and its clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
01/02/2024 - Present
FHN Financial Securities Corp. (DALLAS TX)
TX
12/12/2011 - 12/05/2023
KEYBANC CAPITAL MARKETS INC. (DALLAS TX)
IL
04/13/2011 - 12/05/2011
MF GLOBAL INC. (CHICAGO IL)
IL
05/28/2008 - 02/10/2011
JEFFERIES & COMPANY, INC. (CHICAGO IL)
IL
07/23/2007 - 04/09/2008
COHEN & COMPANY SECURITIES, LLC (CHICAGO IL)
CT
06/14/2006 - 05/23/2007
ABN AMRO INCORPORATED (STAMFORD CT)
IL
10/03/2005 - 05/22/2007
LASALLE FINANCIAL SERVICES, INC. (CHICAGO IL)
CT
09/13/2004 - 10/04/2005
ABN AMRO INCORPORATED (STAMFORD CT)
NY
08/02/2004 - 08/31/2004
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
IL
04/23/2003 - 08/02/2004
BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)
IL
03/22/2001 - 06/01/2001
DEERFIELD SECURITIES, INC. (CHICAGO IL)
IL
04/26/1999 - 06/01/2001
WEB STREET SECURITIES, INC. (DEERFIELD IL)
MN
03/18/1997 - 05/06/1998
GRIFFIN, KUBIK, STEPHENS & THOMPSON, INC. (MINNEAPOLIS MN)
MI
07/11/1995 - 03/14/1997
OLDE DISCOUNT CORPORATION (DETROIT MI)
BC
Issued 07/17/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/01/2000
Series 4 - Registered Options Principal Examination
BC
Issued 06/20/2000
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/19/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/1995
Series 7 - General Securities Representative Examination
BC
Issued 07/10/1995
Series 52 - Municipal Securities Representative Examination
Active
Inactive
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FINRA
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