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Frederick Darrah Schaefer

Northwestern Mutual Investment Services, LLC

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About Frederick Darrah Schaefer

Frederick Darrah Schaefer is a financial advisor registered with Northwestern Mutual Investment Services, LLC. Frederick has been in the financial services industry since June 15, 1986. Frederick is located in Metairie, Louisiana, and also has a registration in Texas. Frederick's current firm, Northwestern Mutual Investment Services, LLC, is a national firm with a presence in many states. The firm provides a variety of financial services, including investment research, referrals to other advisers, and financial planning. Frederick is registered as a broker-dealer and is also registered to provide investment advice in Louisiana.

Firm Information

Frederick Schaefer is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Frederick Schaefer’s Registration & Firm History

LA

07/14/2005 - Present

Northwestern Mutual Investment Services, LLC (METAIRIE LA)

NC

08/14/2003 - 11/14/2005

TODD SECURITIES, INC. (GREENSBORO NC)

CA

01/16/2002 - 08/13/2003

TRANSAMERICA FINANCIAL ADVISORS, INC. (LOS ANGELES CA)

NY

06/16/1986 - 01/16/2002

NYLIFE SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/31/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/13/1986

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Frederick Darrah Schaefer.
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