Unclaimed
Frederick Shows is a financial advisor who has been working in the industry since January 1999. Frederick is currently registered with Good Life Advisors, LLC and has been associated with them since December 2016. Prior to that, Frederick was with Waddell & Reed, Inc. and NYLIFE Securities Inc. Frederick holds Series 6, 7, 63 and 65 licenses. Frederick's professional designations include: Frederick specializes in providing financial planning, investment management, and portfolio management services to individuals, high-net-worth individuals, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Planning subscription fee
1
2
SC
01/11/2019 - Present
Good Life Advisors, LLC (Greenville SC)
SC
03/07/2005 - 12/15/2016
WADDELL & REED (COLUMBIA SC)
NY
01/15/1999 - 02/24/2005
NYLIFE SECURITIES INC. (NEW YORK NY)
IA
Issued 03/11/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/22/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/2009
Series 7 - General Securities Representative Examination
BC
Issued 01/14/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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