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Frederick Christopher Brown

BNY Mellon Securities Corp.

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About Frederick Christopher Brown

Frederick Christopher Brown is a financial professional with over 10 years of experience in the industry. Frederick Christopher Brown is currently registered with BNY Mellon Securities Corp. Previously, Frederick Christopher Brown was associated with J.P. MORGAN SECURITIES LLC. Frederick Christopher Brown holds several licenses and certifications including Series 63, Series 65, Series 10, Series 9, SIE, and Series 7. Frederick Christopher Brown has been actively working in the industry since 2014.

Firm Information

Frederick Brown is currently registered with BNY Mellon Securities Corp.. BNY Mellon Securities Corp. is a Corporation formed in January 1968 and headquartered in NEW YORK, NY. The firm sponsors a wrap fee program and serves as a portfolio manager or model provider to third party wrap program sponsors. They manage approximately $6,124,034,792 in client assets, primarily for individuals, corporations, and other investment advisors. The firm is registered with the SEC and in all 50 states.
BNY Mellon Securities Corp.

240 GREENWICH STREET

NEW YORK, NY 10286-0001

$6.12B

Assets Under Management

Not reported

Total Clients

326

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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bnymsc sponsors a wrap fee program, and serves as a portfolio mgr or model provider to third party wrap program sponsors.

Bnymsc sponsors a wrap fee program, and serves as a portfolio mgr or model provider to third party wrap program sponsors.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Frederick Brown’s Registration & Firm History

CA

05/09/2024 - Present

BNY Mellon Securities Corp. (SAN FRANCISCO CA)

CA

04/02/2018 - 10/15/2023

J.P. MORGAN SECURITIES LLC (Walnut Creek CA)

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Licenses & Designations

BC

Issued 04/06/2018

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 03/03/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/07/2022

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/14/2022

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/02/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Frederick Christopher Brown.
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