Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frederick? Claim Your ProfileFrederick Charles Leonard is a registered representative with Janney Montgomery Scott LLC in Mystic, Connecticut. Frederick has been in the securities industry since 1981 and has been with Janney Montgomery Scott LLC since 2019. Frederick's previous employers include Wells Fargo Advisors LLC, Wells Fargo Clearing Services LLC and A. G. Edwards & Sons, Inc. Frederick holds a Series 7, Series 10, Series 63, Series 65 and Series 9 license. Frederick specializes in working with individuals, high-net-worth individuals, corporations and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
CT
03/01/2019 - Present
Janney Montgomery Scott LLC (Mystic CT)
CT
01/01/2008 - 03/06/2019
WELLS FARGO CLEARING SERVICES, LLC (MYSTIC CT)
CT
06/15/1989 - 01/03/2008
A. G. EDWARDS & SONS, INC. (MYSTIC CT)
NA
06/12/1984 - 07/10/1989
SHEARSON LEHMAN HUTTON INC.
NA
12/07/1981 - 06/25/1984
ADVEST, INC.
NA
03/23/1981 - 12/11/1981
F. L. PUTNAM & COMPANY, INC.
IA
Issued 04/10/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/28/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/11/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/1983
Series 3 - National Commodity Futures Examination
BC
Issued 03/21/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Frederick Leonard is the right advisor for you? Invested Better is here to help.
