Unclaimed
Frederick Charles Hosken is a financial advisor with over 40 years of experience in the industry. Frederick is currently registered with Raymond James & Associates, Inc. and has previously worked with Everen Securities, Inc., Blunt Ellis & Loewi Incorporated, and The Ohio Company. Frederick has held a wide variety of licenses and certifications, including Series 7, 9, 10, 12, 24, 52TO, 55, 57TO, 63, 79TO, 99TO and SIE, and has held a variety of supervisory positions. Frederick provides a range of financial services, including financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
08/13/1993 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
MO
09/04/1990 - 07/16/1993
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NA
05/04/1981 - 09/04/1990
BLUNT ELLIS & LOEWI INCORPORATED
NA
06/14/1976 - 05/30/1981
THE OHIO COMPANY
BC
Issued 07/24/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 08/27/1982
Series 12 - NYSE Branch Manager Examination
BC
Issued 06/10/1976
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2000
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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