Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frederick? Claim Your ProfileFrederick Campbell Thompson is a financial professional with over 15 years of experience in the industry. Frederick is currently registered as a Registered Representative with Cetera Investment Advisers LLC. Frederick is also a Registered Investment Advisor in Pennsylvania and Texas. Frederick holds multiple licenses including Series 6, 7, 63, and 65. Frederick previously worked with other firms including SAGEPOINT FINANCIAL, INC., SC DISTRIBUTORS, LLC, REALTY CAPITAL SECURITIES, LLC, JOHN HANCOCK FUNDS, LLC, and JOHN HANCOCK DISTRIBUTORS LLC. Frederick provides a range of financial services including financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
PA
03/21/2024 - Present
Cetera Investment Advisers LLC (PITTSBURGH PA)
PA
10/25/2017 - 12/22/2020
SAGEPOINT FINANCIAL, INC. (PITTSBURGH PA)
CA
01/04/2016 - 06/30/2017
SC DISTRIBUTORS, LLC (NEWPORT BEACH CA)
NY
01/19/2012 - 12/09/2015
REALTY CAPITAL SECURITIES, LLC (NEW YORK CITY NY)
MA
11/08/2010 - 12/15/2011
JOHN HANCOCK FUNDS, LLC (BOSTON MA)
MA
07/29/2005 - 11/09/2010
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
IA
Issued 12/07/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/05/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/2012
Series 7 - General Securities Representative Examination
BC
Issued 07/28/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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