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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frederick? Claim Your ProfileFrederick C Palmer is a financial advisor who has been working in the industry since December 21, 1987. Frederick C Palmer is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has been with the firm since October 2009. Before that, Frederick C Palmer worked at Bank of America, N.A., starting in June 2011. Frederick C Palmer is also registered with the state of Connecticut as an investment advisor representative. Frederick C Palmer has passed the Uniform Securities Agent State Law Examination, Uniform Investment Adviser Law Examination, General Securities Representative Examination, and the Securities Industry Essentials Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
09/15/2014 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (HYANNIS MA)
MA
10/20/2004 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (HYANNIS MA)
NY
04/14/2003 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
NJ
04/29/2002 - 04/22/2003
RYAN BECK & CO. (FLORHAM PARK NJ)
NY
03/30/2001 - 05/13/2002
GRUNTAL & CO., L.L.C. (NEW YORK NY)
MO
10/19/1998 - 04/04/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NY
01/20/1995 - 10/22/1998
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
12/22/1987 - 02/06/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 08/31/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/15/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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