Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frederick? Claim Your ProfileFrederick C. Brose is an investment advisor representative with Osaic Institutions, Inc. Frederick has been in the industry since August 17, 2000. Frederick is registered with the Financial Industry Regulatory Authority (FINRA) and has a Series 7, Series 63 and Series 65 licenses. Frederick also holds the Securities Industry Essentials (SIE) license. Frederick has experience working with individuals, corporations, and charitable organizations. Frederick's previous employers include LPL Financial LLC, IFMG Securities, Inc., Quick & Reilly, Inc. and Prudential Securities Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
11/15/2012 - Present
Osaic Institutions, Inc. (MERIDEN CT)
MA
05/27/2008 - 09/18/2012
LPL FINANCIAL LLC (WESTBORO MA)
MA
01/09/2004 - 05/27/2008
IFMG SECURITIES, INC. (NORTHBORO MA)
NY
09/17/2002 - 01/29/2004
QUICK & REILLY, INC. (NEW YORK NY)
NY
05/15/2000 - 06/19/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 06/09/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/22/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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