Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frederick? Claim Your ProfileFrederick Arnold is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. located in Athens, Georgia. Frederick Arnold has been in the financial services industry since 1977 and has a broad range of experience in advising both individual and institutional clients. Frederick Arnold holds the Series 7, Series 63, and Series 65 licenses. Frederick Arnold is also a registered investment advisor in the states of Georgia and Texas. Frederick Arnold has been a trusted advisor to clients for over 40 years, providing them with financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
03/16/1994 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ATHENS GA)
NA
03/17/1980 - 01/12/1982
KIDDER, PEABODY & CO. INCORPORATED
NA
09/26/1978 - 03/08/1980
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
02/01/1977 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 06/26/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/13/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/1977
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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